We have personally provided these articles below to help guide you through the general foundation of legal theories and practices.
Companies looking to expand or grow their business will often make shares available to public investors. The shares represent ownership in the business and allow the general public to participate in the benefits generated by
Brokers and dealers play an important role in the sale and issuance of securities. Knowing who qualifies as a broker-dealer, however, is only one step in the process of lawfully transacting securities. The Securities and
Understanding and complying with securities laws and registration requirements is a concern shared by almost all persons involved in the issuance of securities. The Securities and Exchange Commission (SEC), the agency in the United States